SKU: 26935655353

IA- Investment Adviser Rep Annual Compliance Certification

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Description

IA- Investment Adviser Rep Annual Compliance CertificationThe Investment Adviser Representative Annual Compliance Certification serves as an important part of an investment advisers overall compliance program in accordance with SEC Rule 206(4) 7 (Compliance Procedures and Practices). As part of a firms annual compliance meeting, this certification process allows for supervised persons to complete, sign and confirm compliance with such areas as political contributions, outside business activities, customer

The Investment Adviser Representative Annual Compliance Certification serves as an important part of an investment adviser’s overall compliance program in accordance with SEC Rule 206(4)-7 (Compliance Procedures and Practices). As part of a firm’s annual compliance meeting, this certification process allows for supervised persons to complete, sign and confirm compliance with such areas as political contributions, outside business activities, customer complaints & disclosures, private securities transactions, personal securities accounts; insider trading, gifts & gratuities, use of non-member email, social media, annual holdings reporting, electronic communications, code of ethics, supervisory procedures and termination procedures.

Version/Update: V.2/October 31, 2017

Total Page Count: 11

Source/Author(s): Connexien

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Exchange/Return Notes
  • We offer a 30-day return/exchange service after receiving.
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SKU: 26935655353

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4.2 ★★★★★
Based on 26 reviews
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Product Reviews
N
Verified Purchase
Nae
Waukegan, US
★★★★★ 1
Smells too strong
Size: 5 in
My dog hates the way this thing smells. She tries to play with it, but the scent is too strong for her nose. I know it's the scent because she usually sniffs it two or three times in between trying to grab it with her mouth. She treats it like an explosive in her mouth and quickly moves away after spitting it out. She used to have a bone that looked similar to this (same material) that was unscented and she gnawed the hell out of it. My sister's pitbull spent the night and chewed that toy into bits, leaving my Yorkie mourning the loss of her once treasured bone. Please make an UNSCENTED version of this toy!!!!
WAS THIS REVIEW HELPFUL?YesReportShare
Reviewed in the United States on April 23, 2023
T
Verified Purchase
Tamara L.
Cuba, US
★★★★★ 5
Worth the money for heavy chewers
Color: Brown-X
I finally found a dog chew that my puppy can't destroy in a half an hour or less. My puppy loves this, chews on it for hours and still holding up.
WAS THIS REVIEW HELPFUL?YesReportShare
Reviewed in the United States on February 10, 2026
M
Verified Purchase
MM
Lowell, US
★★★★★ 5
Holds up to a
Color: Brown-O
Bought this because of other positive reviews. It does hold up to an aggressive chewer but the pieces are sharp once it’s “broken in”. I bought the circular one as I figured that one would be less likely to break. It is still good after about 6 weeks.
WAS THIS REVIEW HELPFUL?YesReportShare
Reviewed in the United States on December 22, 2025
K
KO
Draper, US
★★★★★ 4
My dog didn’t take to it, but yours might.
Color: Brown-O
This is a very durable toy that’s reasonably priced. For some reason, my dog didn’t take to it. It might be the round shape, but there’s nothing wrong with the product. The size is good for large dogs. My dog is 50 pounds and there’s a chance it was too big for him. I’m not sure. But I think if your dog has enjoyed other similar toys, this is a good buy.
WAS THIS REVIEW HELPFUL?YesReportShare
Reviewed in the United States on August 15, 2025
B
Verified Purchase
B. Ferrante
Birmingham, US
★★★★★ 5
Fun and practical for our power chewer
Color: Brown-O
Four paws up! It is great for chewing and for rolling in a fetch game. Our powerful chewer loves it!
WAS THIS REVIEW HELPFUL?YesReportShare
Reviewed in the United States on October 23, 2025

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