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Ships within 48 hours · Estimated delivery Aug 27 - Sep 1
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Description
2025 Broker-Dealer WSP Annual Subscription UpdatesOur Broker Dealer Written Supervisory Procedures (WSP) Annual Subscription Updates are designed to keep broker dealers informed and updated on material changes to the regulatory landscape that may impact their business. Our one time fee for Annual Updates covers new SEC & FINRA rules, as well as updates to existing rules and regulatory notices with corresponding sample language on supervisory review processes where applicable. All subscribers to our
Our Broker-Dealer Written Supervisory Procedures (WSP) Annual Subscription Updates are designed to keep broker-dealers informed and updated on material changes to the regulatory landscape that may impact their business. Our one-time fee for Annual Updates covers new SEC & FINRA rules, as well as updates to existing rules and regulatory notices with corresponding sample language on supervisory review processes where applicable. All subscribers to our updates post purchase will receive a unique code for downloading updates via our WSP Library which are provided in Word tracked changes format for easy identification of updates and to make any additional customized edits as appropriate.
Version/Update: V.U/January 1- December 31, 2025
Total Page Count/Format: varies (per update)/.docx
Source/Author(s): Connexien
Shipping Notes
- Free Standard Shipping on $100+ Orders to the USA.
- Except Preorder products are shipped in 48 hours.
- Delivery to the USA:
- Standard Shipping : 3-10 business days
- If time is of the essence, please consider selecting expedited delivery for faster service.
Exchange/Return Notes
- We offer a 30-day return/exchange service after receiving.
- Final sale items are not eligible for returns or exchanges.
- To process your return/exchange, please contact us at [email protected]
- Please click here for more details>>> Return & Exchange Policy